Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cauthorn White is a financial professional with over a decade of experience in the industry. Thomas is currently registered with D.a. Davidson & Co. in New York, NY. Previously, Thomas was affiliated with Macquarie Capital (USA) Inc. in New York, NY. Thomas holds multiple licenses and certifications, including Series 7, 86, 87, and 63. Thomas is a licensed securities professional in New York and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/15/2017 - Present
D.a. Davidson & Co. (NEW YORK NY)
NY
10/08/2010 - 03/28/2017
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
06/17/2010 - 07/09/2010
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
04/17/2009 - 06/25/2010
BROADPOINT AMTECH, INC. (NEW YORK NY)
NY
08/25/2006 - 05/04/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/17/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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