Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Catino is a financial professional with over 9 years of experience in the industry. Thomas is currently registered with J.p. Morgan Securities LLC. Previously, Thomas was employed at Vision Brokerage Services, LLC, Vision Financial Markets LLC, and WTS Proprietary Trading Group LLC. Thomas has a wide range of experience, holding licenses for Series 3, 4, 7, 24, 52, 53, 56, 57, 66, and SIE exams. Thomas holds a Series 66 license to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/31/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CT
06/04/2019 - 07/14/2020
VISION BROKERAGE SERVICES, LLC (STAMFORD CT)
CT
04/30/2014 - 07/13/2020
VISION FINANCIAL MARKETS LLC (Stamford CT)
NY
04/03/2012 - 04/28/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
BOTH
Issued 10/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/07/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/07/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/02/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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