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Thomas Casey Wamsley

MGI Funds Distributors, LLC

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About Thomas Casey Wamsley

Thomas Wamsley is a financial advisor with MGI Funds Distributors, LLC. Thomas has over 18 years of experience in the financial services industry. Thomas is licensed to sell securities in all 50 states and is also licensed to provide investment advice in Arizona, California, Colorado, Connecticut, Massachusetts, Minnesota, New York, Texas, and the District of Columbia. Prior to joining MGI Funds Distributors, LLC, Thomas was a financial advisor with Charles Schwab & Co., Inc. and Brookstreet Securities Corporation. Thomas has a strong track record of helping clients achieve their financial goals.

Firm Information

Thomas Wamsley is currently registered with MGI Funds Distributors, LLC. MGI Funds Distributors, LLC is a Limited Liability Company formed in January 2012 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Wamsley’s Registration & Firm History

AZ

08/17/2020 - Present

MGI Funds Distributors, LLC (Phoenix AZ)

AZ

08/26/2004 - 05/15/2007

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

CA

07/21/2000 - 01/23/2001

BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)

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Licenses & Designations

BC

Issued 08/31/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/27/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/28/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/20/2000

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Casey Wamsley.
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