Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Casey Farias is a financial advisor who has been in the industry since 2007. Thomas is currently registered with Empower Financial Services, Inc. and has been with them since 2008. Thomas is licensed in all 50 states and the District of Columbia. Thomas holds Series 6, SIE, and Series 63 licenses. Before working at Empower Financial Services, Inc., Thomas worked at Putnam Retail Management Limited Partnership in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
11/14/2008 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MA
06/27/2003 - 03/31/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 12/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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