Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Carter Laxton is a financial advisor with over 27 years of experience in the industry. Thomas is currently registered with Voya Retirement Advisors, LLC in Kingston, MA. He has a strong track record of providing financial advice to a variety of clients, including individuals, corporations, and state and municipal government entities. Thomas is dedicated to helping his clients achieve their financial goals and is committed to providing them with the highest level of service. Prior to his current role, Thomas worked with VOYA FINANCIAL ADVISORS, INC., RAFFERTY CAPITAL MARKETS, LLC, IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P., COLUMBIA FUNDS DISTRIBUTOR, INC., FIDELITY BROKERAGE SERVICES, INC., and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.. Thomas holds the Series 6, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/14/2023 - Present
Voya Retirement Advisors, LLC (Kingston MA)
MA
11/11/2013 - 04/16/2015
VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)
MA
04/24/2006 - 07/02/2012
RAFFERTY CAPITAL MARKETS, LLC (BOSTON MA)
MA
11/03/2004 - 09/01/2005
IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)
MA
06/05/1998 - 05/10/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
RI
02/06/1997 - 06/11/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
08/09/1994 - 02/06/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/09/1993 - 08/04/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 12/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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