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Thomas Carroll

Fmsbonds, Inc.

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About Thomas Carroll

Thomas Carroll is a registered representative with Fmsbonds, Inc. Thomas's professional experience began on May 7, 2012. Thomas has passed two securities licensing exams - the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Thomas has been in the securities industry for over 10 years.

Firm Information

Thomas Carroll is currently registered with Fmsbonds, Inc.. Fmsbonds, Inc. is a Corporation that was formed on August 11, 1978. They are registered to provide investment services in 52 states and the District of Columbia, and have been approved for SEC registration. Fmsbonds, Inc. has been involved in 11 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

72

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Carroll’s Registration & Firm History

FL

05/07/2012 - Present

Fmsbonds, Inc. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Carroll.
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