Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Puleri is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since December 22, 1986. Thomas holds licenses in 27 states, including Ohio, Texas, and California. The advisor is registered with FINRA and is approved to conduct both Broker-Dealer and Investment Advisor services. Thomas currently manages assets for a variety of clients including individuals, businesses, charitable organizations, and retirement plans. Thomas is an active member of the financial services industry and has completed a number of industry-related certifications, including the Securities Industry Essentials Examination (SIE), Series 7, and Series 65. Thomas is committed to providing his clients with a high level of service and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/23/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
IA
Issued 03/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Puleri is the right advisor for you? Invested Better is here to help.
