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Thomas Carl Pfeifer

Blackrock Investment Management, LLC

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About Thomas Carl Pfeifer

Thomas Carl Pfeifer is an investment advisor representative with Blackrock Investment Management, LLC. Thomas has been in the financial services industry for over 27 years and is licensed in 53 states. Thomas's experience includes working with high net worth individuals, corporations, and other businesses. He is also experienced in portfolio management for investment companies and pooled investment vehicles.

Firm Information

Thomas Pfeifer is currently registered with Blackrock Investment Management, LLC. Blackrock Investment Management, LLC is an investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer selection of other advisors services. Blackrock Investment Management, LLC is registered with the SEC and has offices in PRINCETON, NJ.
Blackrock Investment Management, LLC

1 UNIVERSITY SQUARE DRIVE

PRINCETON, NJ 08540

$458.19B

Assets Under Management

73

Total Clients

646

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Thomas Pfeifer’s Registration & Firm History

NJ

05/24/2016 - Present

Blackrock Investment Management, LLC (PRINCETON NJ)

CA

10/14/2011 - 12/31/2011

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

MO

07/27/2006 - 10/11/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (TOWN AND COUNTRY MO)

NJ

03/15/2001 - 07/17/2006

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

MO

11/22/1994 - 03/07/2001

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 04/17/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Carl Pfeifer.
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