Unclaimed
Thomas Carl Pfeifer is an investment advisor representative with Blackrock Investment Management, LLC. Thomas has been in the financial services industry for over 27 years and is licensed in 53 states. Thomas's experience includes working with high net worth individuals, corporations, and other businesses. He is also experienced in portfolio management for investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
05/24/2016 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
CA
10/14/2011 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
MO
07/27/2006 - 10/11/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (TOWN AND COUNTRY MO)
NJ
03/15/2001 - 07/17/2006
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
MO
11/22/1994 - 03/07/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 04/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Pfeifer is the right advisor for you? Invested Better is here to help.