Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ammons is a financial advisor at LPL Financial LLC, a large financial services company. Thomas has been in the financial services industry since 1993. He has held several positions at different firms throughout his career, including National Planning Corporation and H.D. Vest Investment Services. Thomas is licensed to sell securities in Connecticut, New Jersey, New York, North Carolina, Pennsylvania, and Texas. He is also a Certified Public Accountant (CPA) and a Personal Financial Specialist (PFS). Thomas is a strong advocate for his clients and helps them to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
05/24/2021 - Present
LPL Financial LLC (MIDDLETOWN NY)
NY
04/01/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (MIDDLETOWN NY)
NY
05/12/2005 - 04/26/2008
H.D. VEST INVESTMENT SERVICES (MIDDLETOWN NY)
MA
06/14/2000 - 05/20/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/14/2000 - 05/20/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
10/06/1999 - 05/16/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/06/1999 - 05/16/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
02/10/1997 - 09/16/1999
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NJ
01/21/1994 - 12/31/1995
FIRST PRIORITY INVESTMENT CORPORATION (NEWARK NJ)
NA
02/05/1993 - 04/26/1994
GREEN HILL FINANCIAL SERVICE CORPORATION
VT
02/05/1992 - 12/31/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
NJ
12/17/1991 - 01/01/1992
MERCER, BOKERT, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
BC
Issued 02/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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