Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Carey is an investment professional with a diverse range of experience in the financial services industry. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since 2014 and holds a variety of licenses and registrations, including Series 3, 7, 63, and 66. Thomas is currently registered with J.P. Morgan Securities LLC and is active in both Broker-Dealer (BD) and Investment Advisor (IA) capacities. Prior to joining J.P. Morgan Securities LLC, Thomas was employed by Raymond James & Associates, Inc. for several years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
02/15/2024 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
05/23/2017 - 08/21/2019
RAYMOND JAMES & ASSOCIATES, INC. (Chicago IL)
IL
05/29/2014 - 05/25/2017
J.P. MORGAN SECURITIES LLC (Chicago IL)
BC
Issued 03/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/15/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Carey is the right advisor for you? Invested Better is here to help.
