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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Campbell Desousa is an investment advisor representative with LPL Financial LLC. Thomas has been in the industry since May 6, 2021. Thomas holds licenses for both the State of Iowa and the State of Texas. Thomas has Series 7, 6, 63 and 66 licenses. Thomas has worked at Northwestern Mutual Investment Services, LLC, Royal Alliance Associates, Inc., and KMF Advisors, Inc. In addition to his role at LPL Financial LLC, Thomas is also involved with Hartland Retirement Group and New Choice Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
11/14/2024 - Present
LPL Financial LLC (ANKENY IA)
MN
12/02/2021 - 06/23/2022
ROYAL ALLIANCE ASSOCIATES, INC. (LE SUEUR MN)
IA
10/05/2017 - 05/01/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (W DES MOINES IA)
BOTH
Issued 02/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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