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Thomas Campbell

Pointe Equity Partners LLC

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About Thomas Campbell

Thomas Campbell is a registered investment advisor representative with Pointe Equity Partners LLC. Thomas has been in the securities industry for over 30 years and has held various positions at several firms. He is a Series 6, 7, 24, 63, and 65 licensed professional and is registered in Michigan. Thomas works with individual investors and currently manages approximately $15 million in assets.

Firm Information

Thomas Campbell is currently registered with Pointe Equity Partners LLC. Pointe Equity Partners LLC is an investment advisor registered with the SEC. The firm manages approximately $15,000,000 in assets for 20 individual clients. They provide portfolio management services for individuals.

$15.00M

Assets Under Management

20

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Campbell’s Registration & Firm History

MI

01/04/2022 - Present

Pointe Equity Partners LLC (GROSSE POINTE FARMS MI)

MI

05/09/2008 - 07/28/2009

J.W. COLE FINANCIAL, INC. (GROSSE POINT FARMS MI)

MI

02/12/2008 - 04/08/2008

AIG FINANCIAL ADVISORS, INC. (KENTWOOD MI)

MI

04/03/2003 - 12/05/2007

SIGMA FINANCIAL CORPORATION (GROSSE POINTE FARMS MI)

GA

08/16/2000 - 04/01/2003

FSC SECURITIES CORPORATION (ATLANTA GA)

MI

03/17/1999 - 08/10/2000

EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)

IA

06/22/1998 - 02/18/1999

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

SC

08/28/1997 - 06/24/1998

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

CT

02/13/1996 - 07/30/1997

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NJ

09/01/1989 - 02/01/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

09/01/1989 - 09/09/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 10/22/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2000

Series 24 - General Securities Principal Examination

BC

Issued 11/13/1996

Series 7 - General Securities Representative Examination

BC

Issued 08/29/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Campbell.
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