Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ellis is a registered investment advisor representative with Knights of Columbus Asset Advisors LLC. Thomas has been in the financial services industry since 2017. Thomas holds the Series 65, Series 99 and SIE licenses. Thomas is registered in Alabama and Mississippi. Thomas is also a licensed insurance agent with Knights of Columbus Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
05/07/2024 - Present
Knights OF Columbus Asset Advisors LLC (NEW HAVEN CT)
AL
08/30/2018 - 09/24/2018
INTL FCSTONE FINANCIAL INC. (BIRMINGHAM AL)
IA
Issued 02/24/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 99 - Operations Professional Examination
Active
Inactive
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