Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Calvin Baugh is a registered representative with Wells Fargo Clearing Services, LLC. He is a financial advisor specializing in providing investment and financial planning services to individuals, businesses, and charitable organizations. He has been in the industry since 1982. His firm provides investment consulting services to institutional clients. Thomas has experience working with A. G. Edwards & Sons, Inc., UBS Financial Services Inc., J.C. Bradford & Co., Essex Company, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is licensed in multiple states and holds Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MACON GA)
GA
06/15/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MACON GA)
GA
08/14/2000 - 06/26/2007
UBS FINANCIAL SERVICES INC. (MACON GA)
NY
04/02/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
06/20/1988 - 04/12/1990
ESSEX COMPANY
NA
08/26/1982 - 05/04/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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