Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Caine Shultz is an investment advisor representative with Realta Investment Advisors, Inc. Thomas has been in the financial industry for 9 years and has experience providing financial planning and investment advice to individuals, corporations, and pension and profit-sharing plans. Thomas is also registered as a real estate agent and has experience in insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
07/25/2023 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
AZ
02/04/2021 - 06/30/2023
TITAN SECURITIES (SCOTTSDALE AZ)
AZ
06/28/2018 - 01/27/2021
COASTAL EQUITIES, INC. (Scottsdale AZ)
AZ
06/19/2014 - 06/20/2017
PROEQUITIES, INC. (SCOTTSDALE AZ)
AZ
01/21/2011 - 06/16/2011
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
07/07/2010 - 10/12/2010
PROEQUITIES, INC. (PHOENIX AZ)
AZ
08/04/2009 - 05/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (PHOENIX AZ)
BOTH
Issued 06/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/02/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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