Unclaimed
Thomas Cafmeyer is an investment advisor representative at Empower Advisory Group, LLC. Thomas has been in the financial services industry since 2013 and has a broad range of experience, including working with J.P. Morgan Securities LLC, AXA Advisors, LLC and W&S Brokerage Services, Inc. Thomas holds several securities licenses, including Series 6, 7, 63, and 65, and is registered with the Securities and Exchange Commission and FINRA. Thomas is a registered investment advisor in Colorado and is also registered as a broker-dealer in all 50 states. Thomas specializes in providing financial planning and investment management services to individuals, families, and businesses. Thomas is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/12/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
04/11/2016 - 07/09/2022
J.P. MORGAN SECURITIES LLC (DENVER CO)
IL
09/12/2014 - 12/03/2015
AXA ADVISORS, LLC (OAK BROOK IL)
IN
01/25/2013 - 05/05/2014
W&S BROKERAGE SERVICES, INC. (PORTAGE IN)
IA
Issued 01/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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