Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Weston is a financial professional with over 10 years of experience in the industry. Thomas Weston currently works for Barings Securities LLC and is located in Charlotte, NC. Thomas Weston is registered with FINRA and is a licensed Series 7, Series 66, Series 99TO and SIE. Previous employers include Pinebridge Securities LLC and Morgan Stanley Smith Barney. Thomas Weston began their financial career with Morgan Stanley Smith Barney in 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/12/2016 - Present
Barings Securities LLC (CHARLOTTE NC)
NY
06/20/2013 - 08/29/2016
PINEBRIDGE SECURITIES LLC (NEW YORK NY)
NJ
08/01/2011 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (FAIRFIELD NJ)
BOTH
Issued 09/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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