Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas C. Thomas is a financial professional with over 16 years of experience in the industry. Thomas has a broad range of experience, having previously worked with MML Investors Services, LLC, Equitable Advisors, LLC and NYLIFE Securities LLC. Thomas currently works with Equitable Distributors, LLC, where he is registered as a Broker-Dealer. Thomas has licenses in several states, including Florida, Georgia, Maryland, New Jersey, New York, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/19/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
03/25/2022 - 04/27/2022
MML INVESTORS SERVICES, LLC (Warren NJ)
NJ
12/20/2010 - 04/06/2022
EQUITABLE ADVISORS, LLC (EDISON NJ)
NJ
11/29/2005 - 01/04/2011
NYLIFE SECURITIES LLC (EDISON NJ)
IA
Issued 05/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Thomas is the right advisor for you? Invested Better is here to help.
