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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Seiwert is an investment advisor representative with Cetera Investment Advisers LLC based in Chicago, IL. Thomas has been in the industry since 1990 and has worked for several firms including Hochman & Baker Securities, Inc. and NSA Securities Corporation. He specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Thomas is a licensed investment advisor representative in Illinois and holds Series 6, 7, 63, and 65 licenses. He is also a Personal Financial Specialist.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
07/02/2004 - Present
Cetera Investment Advisers LLC (CHICAGO IL)
CT
01/21/1999 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IL
04/15/1996 - 01/15/1999
NSA SECURITIES CORPORATION (SCHAUMBURG IL)
CT
03/13/1990 - 02/14/1996
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 11/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/5/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 2/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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