Unclaimed
Thomas C. Scott is a financial advisor with over 20 years of experience in the financial services industry. Thomas has held previous roles at VALIC Financial Advisors, Inc., Hancock Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, SunTrust Investment Services, Inc., AIG Retirement Advisors, Inc., Edward Jones, and Raymond James Financial Services, Inc. Thomas is currently registered with LPL Financial LLC in Jacksonville, FL. Thomas is a Certified Financial Planner® professional and holds Series 7, 63, 66 and 26 licenses. Thomas has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/03/2024 - Present
LPL Financial LLC (JACKSONVILLE FL)
FL
07/05/2011 - 06/07/2024
VALIC FINANCIAL ADVISORS, INC. (JACKSONVILLE FL)
FL
09/22/2010 - 05/03/2011
HANCOCK INVESTMENT SERVICES, INC. (PALM COAST FL)
FL
08/26/2010 - 09/17/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
07/02/2008 - 08/12/2010
SUNTRUST INVESTMENT SERVICES, INC. (PENSACOLA FL)
TX
11/04/2005 - 07/01/2008
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
MO
03/18/2004 - 10/21/2005
EDWARD JONES (ST. LOUIS MO)
FL
08/11/2003 - 08/27/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 01/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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