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Thomas C Schweitzer

Nylife Securities LLC

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About Thomas C Schweitzer

Thomas C. Schweitzer is a financial professional with over 14 years of experience in the industry. He is currently registered with Nylife Securities LLC and holds a Series 6 and Series 63 license. Thomas C. Schweitzer is registered in 6 states: Colorado, Florida, Illinois, Massachusetts, Missouri, and Texas.

Firm Information

Thomas Schweitzer is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Schweitzer’s Registration & Firm History

MO

09/02/2009 - Present

Nylife Securities LLC (CREVE COEUR MO)

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Licenses & Designations

BC

Issued 11/23/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas C Schweitzer.
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