Unclaimed
Thomas Paron is a financial advisor with Kestra Advisory Services, LLC. Thomas has been in the financial services industry since 1991. Thomas is registered with the state of Connecticut as an investment advisor representative. Thomas's firm offers a wide range of financial services to individual clients and businesses, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/10/2017 - Present
Kestra Advisory Services, LLC (Southbury CT)
CT
09/03/2013 - 05/26/2017
CETERA ADVISOR NETWORKS LLC (SOUTHBURY CT)
CT
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (SOUTHBURY CT)
NY
12/09/1991 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
01/01/1991 - 12/06/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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