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Thomas C. Paron

Kestra Advisory Services, LLC

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About Thomas C. Paron

Thomas Paron is a financial advisor with Kestra Advisory Services, LLC. Thomas has been in the financial services industry since 1991. Thomas is registered with the state of Connecticut as an investment advisor representative. Thomas's firm offers a wide range of financial services to individual clients and businesses, including financial planning, portfolio management, and investment advisory services.

Firm Information

Thomas Paron is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Paron’s Registration & Firm History

CT

01/10/2017 - Present

Kestra Advisory Services, LLC (Southbury CT)

CT

09/03/2013 - 05/26/2017

CETERA ADVISOR NETWORKS LLC (SOUTHBURY CT)

CT

08/01/2003 - 09/03/2013

WALNUT STREET SECURITIES, INC. (SOUTHBURY CT)

NY

12/09/1991 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

01/01/1991 - 12/06/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/07/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas C. Paron. Review regulatory record here.
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