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Thomas C Mueger

Northwestern Mutual Investment Services, LLC

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About Thomas C Mueger

Thomas Mueger is a financial advisor with Northwestern Mutual Investment Services, LLC. Thomas is registered with FINRA, the Securities Investor Protection Corporation, and the state of New Jersey. Thomas is a Registered Representative of Northwestern Mutual Investment Services, LLC. Thomas has over 7 years of experience in the financial services industry. Thomas's previous employer was American Portfolios Financial Services, Inc. Thomas also holds Series 7, Series 24, Series 57, and Series 66 securities licenses. Thomas is currently an assistant coach for a travel baseball team.

Firm Information

Thomas Mueger is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

400 BROADHOLLOW RD

MELVILLE, NY 11747

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Mueger’s Registration & Firm History

NY

09/23/2020 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

NY

01/01/2017 - 08/19/2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)

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Licenses & Designations

BOTH

Issued 12/11/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/2019

Series 24 - General Securities Principal Examination

BC

Issued 12/31/2018

Series 57 - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas C Mueger.
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