Unclaimed
Thomas C Mueger is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC. Thomas has been in the industry since February 3, 2017 and has been with Northwestern Mutual Investment Services, LLC since September 23, 2020. Thomas is registered in Connecticut, Florida, New Jersey, New York, Pennsylvania and Virginia. Thomas also has a Series 66 license and a Series 24 license, along with other relevant licenses. In addition to Thomas's role as a financial advisor, Thomas is also an Assistant Coach for the Long Island Thunder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
09/23/2020 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
NY
01/01/2017 - 08/19/2020
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
BOTH
Issued 12/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/31/2018
Series 57 - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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