Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McLaurin is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Thomas has been in the industry since 1998. Thomas is licensed in Washington and Texas. Thomas also has a Series 6, 7, and 66 license. Thomas has experience with providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Thomas is also a registered representative with Cambridge Investment Research, Inc. Thomas previously worked at Cetera Advisors LLC, Pacific West Securities, Inc., and KMS Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WA
11/04/2021 - Present
Cambridge Investment Research Advisors, Inc. (Woodinville WA)
WA
02/28/2012 - 11/01/2021
CETERA ADVISORS LLC (WOODINVILLE WA)
WA
12/14/2001 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (BOTHELL WA)
WA
11/03/1998 - 12/13/2001
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
BOTH
Issued 05/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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