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Thomas C McHugh

J.v.b. Financial Group, LLC

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About Thomas C McHugh

Thomas McHugh is a financial advisor with J.v.b. Financial Group, LLC. Thomas has been in the securities industry since June 16, 2010, and is registered with the Financial Industry Regulatory Authority (FINRA) and 38 states. Thomas is also licensed to sell securities in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, and Wisconsin. Thomas has passed the Series 7, Series 63, Series 99TO and SIE exams.

Firm Information

Thomas McHugh is currently registered with J.v.b. Financial Group, LLC. J.v.b. Financial Group, LLC is a Limited Liability Company that was formed on December 5, 2008. The firm is registered in 53 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas McHugh’s Registration & Firm History

PA

02/22/2012 - Present

J.v.b. Financial Group, LLC (PHILADELPHIA PA)

NY

06/07/2011 - 02/17/2012

COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

06/09/2010 - 06/02/2011

THE PRINCERIDGE GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas C McHugh.
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