Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Loven has been in the financial industry since 2001. Thomas is currently registered with FIS Brokerage & Securities Services LLC and holds licenses for Series 7, 63, 24, 99TO and SIE. Thomas is also a registered investment advisor in Minnesota. Prior to joining FIS Brokerage & Securities Services LLC, Thomas was employed by Sungard Institutional Brokerage Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/02/2014 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
IL
12/05/2003 - 12/31/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
NY
10/12/2000 - 08/29/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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