Unclaimed
Thomas C Johnson is a financial professional with experience in the industry since 2017. Currently registered with Prudential Annuities Distributors, Inc., Thomas holds a Series 6, Series 6TO and Series 63 licenses. Thomas has experience at Citizens Securities, Inc., as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/17/2022 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
PA
12/22/2017 - 03/27/2019
CITIZENS SECURITIES, INC. (WILLOW GROVE PA)
BC
Issued 03/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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