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Thomas C Guay

Thrivent Investment Management Inc.

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About Thomas C Guay

Thomas Guay is a financial advisor who has been in the industry since 1996. Thomas is a registered representative with Thrivent Investment Management Inc. based in Minneapolis, Minnesota. Thomas previously worked with Northwestern Mutual Investment Services, LLC in Franklin and Milwaukee, Wisconsin. Thomas holds the Series 7, Series 6, Series 24, and Series 26 securities licenses.

Firm Information

Thomas Guay is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Guay’s Registration & Firm History

MN

03/11/2022 - Present

Thrivent Investment Management Inc. (MINNEAPOLIS MN)

WI

07/10/2017 - 01/06/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FRANKLIN WI)

WI

12/20/1994 - 01/28/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 03/08/2013

Series 24 - General Securities Principal Examination

BC

Issued 12/30/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2012

Series 7 - General Securities Representative Examination

BC

Issued 12/19/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas C Guay.
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