Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Grant has over 45 years of experience in the financial industry. Thomas is a Chartered Financial Consultant and has been a Registered Representative and Investment Advisor Representative for Park Avenue Securities LLC since 2004. Thomas' experience extends back to 1974 when he began working for SMA Equities, Inc. and later Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas specializes in portfolio management for individuals, financial planning, and the selection of other advisors. Thomas holds a Series 7, 63, and 65 license and is licensed to provide investment advice in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/04/2024 - Present
Park Avenue Securities LLC (FARMINGTON CT)
NY
07/31/1979 - 02/19/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/03/1974 - 02/18/1979
SMA EQUITIES, INC.
IA
Issued 02/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1978
PC - AMEX Put and Call Exam
BC
Issued 09/25/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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