Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas C Farnan is a financial advisor who has been in the industry since 2011. Thomas C Farnan is currently registered with Northwestern Mutual Investment Services, LLC and is licensed to provide investment advice in 26 states. Thomas C Farnan is also a Series 6, Series 26, Series 63, and Series 65 licensed individual advisor. The advisor's main office is located in Albany, New York and they provide investment advice and investment research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
01/24/2014 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
IA
Issued 01/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Farnan is the right advisor for you? Invested Better is here to help.
