Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas C. Davy is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with Private Client Services, LLC, a firm with over 50 employees, based in Louisville, Kentucky. Thomas has worked with clients across various categories including individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/20/2010 - Present
Private Client Services, LLC (OAKBROOK TERRACE IL)
IL
08/01/2008 - 07/19/2010
NATIONWIDE SECURITIES, LLC (OAKBROOK TERRACE IL)
IL
02/28/2000 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (OAKBROOK TERRACE IL)
DE
02/28/1986 - 02/28/2000
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NA
10/22/1980 - 02/03/1986
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
09/04/1970 - 01/31/1986
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 03/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/15/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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