Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas C. Alexander is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with J.P. Morgan Institutional Investments Inc. and has held previous roles with First Chicago Capital Markets, Inc., Aubrey G. Lanston & Co., Inc., PaineWebber Incorporated, PaineWebber Real Estate Securities Inc., and Salomon Brothers Inc. Thomas is registered in 29 states and holds several securities licenses including Series 7, Series 24, Series 5, Series 63, Series 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/21/2004 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
IL
01/01/1998 - 01/04/1999
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
NY
03/31/1988 - 04/01/1997
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
NA
02/13/1985 - 11/06/1987
PAINEWEBBER INCORPORATED
NA
08/10/1987 - 10/29/1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
NA
08/18/1981 - 11/02/1984
SALOMON BROTHERS INC.
BC
Issued 11/08/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1982
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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