Unclaimed
Thomas Burt is a financial advisor with over 23 years of experience in the industry. Thomas is currently registered with Arete Wealth Management, LLC, and has a Series 7, 24 and 63 license. Previously, Thomas was with Blackrock Investments, LLC for over 12 years and Nuveen Investments, LLC for over 7 years. Thomas is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/01/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
NJ
01/04/2010 - 03/04/2022
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
PA
04/24/2001 - 07/07/2009
NUVEEN INVESTMENTS, LLC (RADNOR PA)
IL
12/19/1997 - 01/26/2001
NUVEEN INVESTMENTS (CHICAGO IL)
IA
Issued 05/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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