linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Burnett

Wall Street Access

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Burnett

Thomas Burnett has been in the financial services industry since 1972 and is currently registered with Wall Street Access as a broker-dealer. Thomas has been with Wall Street Access since 1993 and has a wealth of experience in the industry.

Firm Information

Thomas Burnett is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Burnett’s Registration & Firm History

NY

12/02/1993 - Present

Wall Street Access (NEW YORK NY)

NY

08/30/1978 - 03/23/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

08/25/1978 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

NA

09/27/1972 - 08/25/1978

L. F. ROTHSCHILD, UNTERBERG, TOWBIN

Not sure if Thomas Burnett is right for you?

Licenses & Designations

BC

Issued 03/14/1996

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/05/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/15/1983

Series 4 - Registered Options Principal Examination

BC

Issued 10/16/1982

Series 12 - NYSE Branch Manager Examination

BC

Issued 02/03/1977

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/08/2002

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/06/1978

PC - AMEX Put and Call Exam

BC

Issued 09/25/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Burnett.
Not sure if Thomas Burnett is right for you?