Unclaimed
Thomas Seamans is a financial advisor at LPL Financial LLC, working in the Atlanta, GA office. Thomas has been in the industry since 2007, and holds a variety of licenses and certifications, including Series 6, 7, 24, 63, and 66. Thomas is also a Certified Financial Planner. Thomas is known for providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/30/2023 - Present
LPL Financial LLC (ATLANTA GA)
NC
02/05/2019 - 12/21/2020
MORGAN STANLEY (RALEIGH NC)
GA
07/24/2018 - 02/01/2019
LPL FINANCIAL LLC (ATLANTA GA)
GA
09/17/2007 - 06/16/2010
HANTZ FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
03/05/2007 - 05/02/2007
MML INVESTORS SERVICES, INC. (ATLANTA GA)
BOTH
Issued 09/14/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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