Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bruce Anderson is a financial advisor with over 14 years of experience in the industry. Thomas is currently registered with Santander US Capital Markets LLC in Fort Lauderdale, FL. Prior to joining Santander, Thomas was with Robert W. Baird & Co. Incorporated. Thomas holds the Series 7, Series 24, Series 63, and SIE licenses. Thomas is registered in 38 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/11/2017 - Present
Santander US Capital Markets LLC (Ft Lauderdale FL)
IL
07/17/2009 - 12/08/2017
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
BC
Issued 07/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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