Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mullins is a financial advisor registered with the state of Virginia and has been in the industry since 2007. Thomas is associated with Dakota Wealth, LLC. Thomas provides financial and investment advisory services to individuals and families, corporations and other businesses, charitable organizations, investment companies and pooled investment vehicles. Thomas also provides investment advisory services to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Outsourced investment advisory services for other advisers; tax preparation/filing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/16/2023 - Present
Dakota Wealth, LLC (PALM BEACH GARDENS FL)
VA
09/19/2016 - 10/07/2019
FUNDS DISTRIBUTOR, LLC (RICHMOND VA)
VA
04/01/2011 - 07/11/2016
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
09/05/2008 - 03/30/2011
SUNTRUST INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
05/07/2007 - 08/06/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
05/10/2004 - 09/20/2004
DAVENPORT & COMPANY LLC (RICHMOND VA)
BOTH
Issued 03/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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