Unclaimed
Thomas Higdon is a financial professional with over 10 years of experience in the industry. Thomas is currently registered with GWN Securities Inc. and holds Series 6, 63 and 65 licenses. Thomas has a strong background in investment advisory services, financial planning, and portfolio management. Thomas is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Thomas has worked with a variety of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
08/15/2014 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
KY
11/02/2010 - 08/15/2014
LEGEND EQUITIES CORPORATION (BLOOMFIELD KY)
KY
05/07/2010 - 11/02/2010
MONEY CONCEPTS CAPITAL CORP (LOUISVILLE KY)
IA
Issued 04/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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