Unclaimed
Thomas Cherry has been in the securities industry since November 26, 1999. Thomas currently holds a Series 6, Series 26 and Series 63 license. Thomas is currently employed by ADP Broker-Dealer, Inc. in Florham Park, NJ. Thomas has previously been employed with AXA Distributors, LLC, NYLIFE Distributors LLC and PRUCO Securities Corporation. Thomas is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/21/2013 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
02/19/2013 - 10/18/2013
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
NJ
05/03/2011 - 02/21/2013
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NJ
11/10/2000 - 12/23/2010
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NJ
01/08/1999 - 05/02/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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