Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bennett is a financial advisor with Mariner Wealth Advisors. Thomas is a registered investment advisor representative with over 25 years of experience in the financial industry. Thomas specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Thomas offers financial planning, pension consulting, and educational seminars to help clients meet their financial goals. In addition to his work at Mariner Wealth, Thomas is also a registered representative for MSEC, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
05/17/2024 - Present
Mariner Wealth (Germantown TN)
TN
09/20/2019 - 04/24/2024
CETERA ADVISOR NETWORKS LLC (Germantown TN)
TN
03/27/2017 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (COLLIERVILLE TN)
TN
06/17/2013 - 02/03/2017
D.A. DAVIDSON & CO. (Memphis TN)
TN
03/01/2013 - 05/02/2013
PIERPONT SECURITIES LLC (MEMPHIS TN)
TN
10/12/2011 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (MEMPHIS TN)
TN
02/22/2005 - 08/01/2011
SUNTRUST ROBINSON HUMPHREY, INC. (MEMPHIS TN)
TN
03/27/2002 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
TN
03/02/2001 - 03/20/2002
ICBA SECURITIES (MEMPHIS TN)
TN
03/02/2001 - 03/20/2002
VINING SPARKS (MEMPHIS TN)
TN
07/01/1997 - 04/04/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
08/30/1996 - 11/20/1996
CARTY & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 04/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Bennett is the right advisor for you? Invested Better is here to help.
