Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bastin is an investment advisor representative with NFP Retirement Inc. He is a registered investment advisor in both California and Florida. Thomas has been in the financial services industry since 1999. His previous experience includes roles at LINSCO/Private Ledger Corp., Securities Service Network, Inc., Empire Financial Group, Inc., Beta Capital Management, L.P., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Thomas Bastin holds a Series 6, 7, 24 and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/24/2016 - Present
NFP Retirement Inc. (Weston FL)
FL
06/02/2003 - 12/02/2005
LINSCO/PRIVATE LEDGER CORP. (WESTON FL)
TN
12/06/2002 - 04/30/2003
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
10/11/2001 - 12/03/2002
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
FL
06/18/2001 - 09/27/2001
BETA CAPITAL MANAGEMENT, L.P. (MIAMI FL)
WI
08/14/1999 - 06/01/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
08/14/1999 - 06/01/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/28/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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