Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brian Allred has been in the financial industry since August 1993. Thomas is currently registered with Momentum Independent Network Inc. and is licensed in 29 states. Previously, Thomas was affiliated with Hilltop Securities Inc., Wells Fargo Clearing Services, LLC, Southwest Securities, Inc., SMH Capital Inc., Wachovia Securities, Inc., Principal Financial Securities,INC., Prudential Securities Incorporated, and Bear, Stearns & Co. Inc. Thomas is a financial professional who specializes in providing financial planning services, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
02/10/2023 - Present
Momentum Independent Network Inc. (DALLAS TX)
TX
05/26/2017 - 03/24/2023
HILLTOP SECURITIES INC. (DALLAS TX)
TX
04/21/2011 - 06/01/2017
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
05/18/2007 - 05/20/2011
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
03/25/2003 - 05/22/2007
SMH CAPITAL INC. (DALLAS TX)
MO
04/21/1997 - 03/27/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
TX
08/14/1995 - 05/02/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
09/22/1993 - 08/17/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/26/1993 - 10/01/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 07/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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