Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mester is a financial professional with over a decade of experience in the securities industry. Mester is currently registered with Tower Principal Markets LLC and Latour Trading LLC. Mester's previous employers include BNP Paribas Securities Corp., J.P. Morgan Securities LLC, Newedge USA, LLC, Newedge Financial Inc., and Citadel Derivatives Group LLC. Mester holds a variety of licenses and certifications including Series 3, 4, 7, 14, 24, 55, 57TO, and 63, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
04/14/2023 - Present
Tower Principal Markets LLC (MOUNT PLEASANT SC)
NY
09/17/2015 - 11/15/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/13/2014 - 08/28/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/01/2008 - 11/04/2010
NEWEDGE USA, LLC (NEW YORK NY)
NY
08/12/2008 - 09/01/2008
NEWEDGE FINANCIAL INC. (NEW YORK NY)
FL
04/25/2008 - 07/16/2008
CITADEL DERIVATIVES GROUP LLC (MIAMI FL)
BC
Issued 10/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 03/03/2014
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Mester is the right advisor for you? Invested Better is here to help.
