Unclaimed
Thomas Bray Wilcock is a financial professional registered with Absa Securities U.s. Inc. in New York, NY. Thomas has been in the financial industry since 1987 and has a broad range of experience working with clients in the area. Thomas is licensed to provide investment advice and to sell securities, and is also registered as a general securities principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/18/2020 - Present
Absa Securities U.s. Inc. (New York NY)
NY
07/30/2019 - 12/10/2020
LIQUIDNET, INC. (NEW YORK NY)
NY
04/20/2017 - 04/10/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
12/13/2005 - 04/17/2017
ICBC STANDARD SECURITIES INC. (NEW YORK NY)
NC
04/19/2004 - 10/21/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
07/01/2003 - 04/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/01/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/24/1997 - 11/30/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/09/1987 - 02/21/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
10/15/1986 - 02/21/1997
MORGAN STANLEY & CO., INCORPORATED
IA
Issued 09/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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