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Thomas Bray Wilcock

Absa Securities U.s. Inc.

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About Thomas Bray Wilcock

Thomas Bray Wilcock is a financial professional registered with Absa Securities U.s. Inc. in New York, NY. Thomas has been in the financial industry since 1987 and has a broad range of experience working with clients in the area. Thomas is licensed to provide investment advice and to sell securities, and is also registered as a general securities principal.

Firm Information

Thomas Wilcock is currently registered with Absa Securities U.s. Inc.. Absa Securities U.S. Inc. is a Corporation formed on September 6, 2018. The firm is registered in California, Connecticut, Illinois, New York, and Pennsylvania. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Wilcock’s Registration & Firm History

NY

12/18/2020 - Present

Absa Securities U.s. Inc. (New York NY)

NY

07/30/2019 - 12/10/2020

LIQUIDNET, INC. (NEW YORK NY)

NY

04/20/2017 - 04/10/2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

12/13/2005 - 04/17/2017

ICBC STANDARD SECURITIES INC. (NEW YORK NY)

NC

04/19/2004 - 10/21/2005

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

07/01/2003 - 04/19/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

12/01/1999 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/24/1997 - 11/30/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

10/09/1987 - 02/21/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

10/15/1986 - 02/21/1997

MORGAN STANLEY & CO., INCORPORATED

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Licenses & Designations

IA

Issued 09/06/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2021

Series 24 - General Securities Principal Examination

BC

Issued 06/25/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/18/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/1987

Series 3 - National Commodity Futures Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Bray Wilcock.
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