Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brake Atwater is a registered representative with Pruco Securities, LLC. Thomas has been in the financial services industry for over 20 years. Prior to joining Pruco Securities, LLC Thomas was a registered representative with Chimera Securities, LLC. Thomas holds a Series 7, Series 66, and Series 57 license. Thomas specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NC
07/25/2024 - Present
Pruco Securities, LLC (High Point NC)
NY
08/28/2019 - 02/01/2022
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
04/18/2011 - 11/04/2011
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
02/17/2003 - 09/09/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 07/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Atwater is the right advisor for you? Invested Better is here to help.
