Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Boyd is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the financial industry since 1991. Thomas Boyd is registered with FINRA and the State of New Jersey. Thomas Boyd's professional experience includes roles at Stiefel, Nicolaus & Company, Incorporated, Ryan Beck & Co., Gruntal & Co., L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and New York & Foreign Securities Corporation. Thomas Boyd is a Series 3, 7, 10, 14, 27, 51, 63, and 65 licensed financial advisor. Thomas Boyd holds Series 3, 7, 10, 14, 27, 51, 63, and 65 licenses, and is registered in the State of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/13/2018 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
07/10/2007 - 03/06/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/29/2002 - 07/10/2007
RYAN BECK & CO. (WHITE PLAINS NY)
NY
04/10/1997 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/19/1992 - 05/07/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/08/1989 - 01/21/1991
NEW YORK & FOREIGN SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 01/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/10/2002
Series 14 - Compliance Officer Examination
BC
Issued 02/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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