Unclaimed
Thomas Bounds is an Investment Advisor Representative with PFS Investments Inc. Thomas has been in the securities industry since 1995, having previously been affiliated with WHEAT, FIRST SECURITIES, INC. Thomas holds the Series 63, 65, 7 and 26 licenses. Thomas is registered with the states of Indiana, North Carolina and South Carolina. Thomas is also active in the state of North Carolina as an Investment Advisor Representative. Thomas may receive non-investment related compensation from Primerica Client Services, Inc. for part-time referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
08/23/2021 - Present
PFS Investments Inc. (ORLANDO FL)
NC
02/15/1995 - 04/12/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 07/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/13/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/18/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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