Unclaimed
Thomas Bolton Brown is a financial professional with over 23 years of experience in the securities industry. Thomas is currently registered with Foreside Fund Services, LLC, and has been with the firm since March 2014. Previously, Thomas was a registered representative with SWORD SECURITIES CORPORATION, DEUTSCHE BANK SECURITIES INC., and J.P. MORGAN SECURITIES INC. Thomas is licensed to sell securities in all 50 states and the District of Columbia. Thomas holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/17/2014 - Present
Foreside Fund Services, LLC (New York NY)
NJ
03/10/2009 - 02/22/2013
SWORD SECURITIES CORPORATION (PRINCETON NJ)
NY
01/19/2006 - 01/24/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 08/31/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/24/1995 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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