Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Blue is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the industry for over 5 years, having worked at Citizens Securities, Inc., and previously with Wells Fargo Advisors in Washington, D.C. Thomas holds the Series 65, 66, 7, and SIE exams and is registered in 16 states including District of Columbia, Maryland, California, Connecticut, Delaware, Florida, Hawaii, Illinois, Massachusetts, New York, North Carolina, Pennsylvania, Virginia, and Washington. Thomas specializes in providing financial planning and investment consulting services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DC
03/14/2023 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
MA
10/14/2021 - 03/23/2022
CITIZENS SECURITIES, INC. (WESTWOOD MA)
BOTH
Issued 08/14/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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