Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Blaker Kret is a financial advisor at UBS Financial Services Inc. with over 40 years of experience in the financial services industry. Thomas has been registered with UBS Financial Services Inc. since 2007. Prior to joining UBS Financial Services Inc. Thomas was a financial advisor at Citigroup Global Markets Inc., Prudential Securities Incorporated, and PaineWebber Incorporated. Thomas holds several licenses and registrations, including Series 7, 31, 63, and 65. Thomas specializes in working with individuals, high-net-worth individuals, corporations, and other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
03/12/2007 - Present
UBS Financial Services Inc. (BARRINGTON IL)
IL
01/12/2001 - 03/19/2007
CITIGROUP GLOBAL MARKETS INC. (BARRINGTON IL)
NY
07/24/1987 - 01/24/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/12/1984 - 08/05/1987
PAINEWEBBER INCORPORATED
NA
11/23/1983 - 12/14/1983
BNL SECURITIES INC.
IA
Issued 01/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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